4: Statement of changes in beneficial ownership of securities
Published on October 5, 2004
FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIPFiled pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
KORN FERRY INTERNATIONAL [ KFY ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 10/01/2004 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
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Code | V | Amount | (A) or (D) | Price |
1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
7.5% Convertible Series A Preferred Stock(1) | $10.19 | 10/01/2004 | J(3) | 3,264 | 06/13/2002 | 06/13/2010 | Common Stock | 320,310 | $1,814 | 447,898 | I | See footnote(5) | |||
7.5% Convertible Series A Preferred Stock(2) | $10.19 | 10/01/2004 | J(3) | 59 | 06/13/2002 | 06/13/2010 | Common Stock | 5,794 | $1,814 | 8,103 | I | See footnote(5) | |||
7.5% Convertible Subordinated Note Due 2010(1) | $10.19 | 10/01/2004 | J(3) | 1(4) | 06/13/2002 | 06/13/2010 | Common Stock | 1,281,431 | $23,686,277 | 1,791,205 | I | See footnote(5) | |||
7.5% Convertible Subordinated Note Due 2010(2) | $10.19 | 10/01/2004 | J(3) | 1(4) | 06/13/2002 | 06/13/2010 | Common Stock | 23,181 | $428,485 | 32,405 | I | See footnote(5) |
Explanation of Responses: |
1. The securities reported herein as being disposed of were owned of record by Friedman Fleischer & Lowe Capital Partners, L.P. |
2. The securities reported herein as being disposed of were owned of record by FFL Executive Partners, L.P. |
3. Sale made to Credit Suisse First Boston Capital LLC pursuant to a Forward Sale Contract entered into as of October 1, 2004. The Forward Sale Contract provides that the selling person will be required to deliver the Convertible Securities in October, 2006. |
4. Notes with the aggregate principal amounts of $13,057,785 and $236,215, respectively. |
5. This Statement of Changes in Beneficial Ownership on Form 4 is filed by David L. Lowe (the "Reporting Person"). Mr. Lowe was appointed as a member of the Board of Directors of the Issuer on June 27, 2002. The Reporting Person is a senior managing member of Friedman Fleischer & Lowe GP, LLC, a Delaware limited liability company ("FFL GP"), FFL GP is the general partner of each of Friedman Fleischer & Lowe Capital Partners, L.P. ("FFL Capital Partners") and FFL Executive Partners, L.P. ("FFL Executive Partners", and together with FFL Capital Partners, the "FFL Funds"). |
/s/ David Lowe | 10/04/2004 | |
** Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.